Westbury Manor 1100 Jericho Turnpike Westbury, NY 11590 Complimentary lunch will be served
Hosted by Charles J. Massimo, President CJM Fiscal Management
Featured Speakers:
James Holland, Partner at FACS (Fiduciary Analytics Consulting Services) Ary Rosenbaum, ERISA/ Retirement Plan Attorney, The Rosenbaum Law Firm P.C. Rick Canipe, IRS Enrolled Agent, EA, CFP, QKA
Workshop Cost
Individual/Multiple Attendees Cost
$60 per attendee
$30 early registration- expires 9/15/11
$30 multiple attendees of same organization
What Our Attendees Are Saying
I want to tell you that the seminar was absolutely perfect. Charlie you are a wonderful, confident, mellow and immensely effective speaker. Really liked James as well. Ari is an ERISA attorney...so enough said!! AND all that has nothing to do with how right on you guys are on the actual subject matter. I look forward to working with you guys and learning from you how to run a professional, successful organizations.
- Paul Shepherd, Benefits Consultant
I am happy that we attended the event yesterday. It was very informational. I will be in touch to set up a time for the audit enhancement program.
-CPA & Senior Manager, Large Accounting Firm on Long Island
You guys (please tell sabrina too) did a very professional presentation. I thought it went great. The speakers were knowledgeable and easy to listen to, no complaints at all. Thank you.
- CPA, Corporate Accounting Firm
Having done quite bit of continuing education courses and plan sponsor events, this was by far, the best run.
- Ary Rosenbaum
Space is limited so register early!
Please contact Sabrina Curtiss 631.777.1030 or
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for reservations or information.
About the Speakers:
Charles J. Massimo
Recognized as industry expert and guest speaker at national industry conferences, Charles Massimo is a published author and media subject expert on topics ranging from wealth/asset management to investment and financial planning for high net worth families with children on the autism spectrum, to investment planning for corporations and 401(k)/403(b) plan optimization and compliance.
Running one of the leading Wealth Management firms on Long Island, Charles is dedicated to helping select affluent families meet their lifetime financial goals with sound wealth management plans that provide growth, clarity and peace of mind. He offers a distinct planning program for high net worth individuals and families with children on the autism spectrum.
James Holland
James Holland is Partner at FACS (Fiduciary Analytics Consulting Services). He oversees the joint work programs FACS runs with ERISA Audit firms and ERISA law firms. James brings with him over 20 years of experience in the Employee Benefits arena. He graduated from Ohio Wesleyan University in 1990 with a BS in Economics Management.
He is actively involved in his community where he coaches Little League and is the Chairman of the Board for Rise- N –Shine, Inc., a not-for profit working with at-risk youth.
James assumes the role of Independent Fiduciary* for Plan Sponsors.
Ary Rosenbaum
Ary Rosenbaum is an ERISA/ retirement plan attorney for his firm, The Rosenbaum Law Firm P.C.. At a flat fee, Ary helps plan sponsors reduce their plan cost, facilitate administration, and limit their fiduciary liability.
Ary has been published in many recognized publications including The Stamford Advocate, bankrate.com and Long Island Business News.
Ary has authored articles for Long Island Business News, PlanSponsor.com and is currently an accredited provider of continuing education for New York accountants and attorneys.
Rick Canipe
Rick Canipe is the President of MilleniuM Investments & Retirement Advisors, LLC. MillenniuM has provided Investment Management, Business Management and Practice Development to independent financial advisors and their clients since 1994.
Rick began Presidium in March 2006 as the sole licensed adviser with two partners new to the investment space. Using knowledge that lawsuits and hidden fees permeate the 401k investment space, Rick was able to grow the firm to $400 million in assets by the fall of 2009. Rick then sold his interest in his new firm, Presidium, to focus solely on growing MillenniuM.
A prolific speaker and advocate for 401k fee transparency Rick spoke out in 2009 at a major plan sponsor gathering place—Plan Designs 2009 in Chicago.
Lastly, Rick is a Certified Financial Planner, an IRS Enrolled Agent 77840 and a Qualified 401k Administrator who possesses his MBA.
Rick assumes the role of Independent Fiduciary* for Plan Sponsors.
*Independent Fiduciaries play an important role in the nation's retirement system. Independent fiduciaries are professional 401k plan decision makers. Some in the industry call this the "mother of all fiduciaries."
They are appointed by sponsors of pension, profit sharing, 401(k), or Employee Stock Ownership Plans (ESOPs) to be the primary responsible party over a plan. That enables a CEO/CFO/COO/HR person to focus on doing their job.
It also removes conflicts of interest and concerns about satisfying fiduciary duties and processes, hiring and monitoring service providers. Employers that utilize an independent fiduciary seek an increased measure of confidence and certainty that their plan(s) are handled as the IRS and Labor Dept. require and that their employees are being protected by an unconflicted, loyal party.
